Message from
Secretary Bill Galvin
Thousands of individuals, small businesses and institutions have found themselves without full access to their funds since February because of the failure of the so-called “auctions”.
I and other securities regulators have been working diligently to free up these funds and get full restitution to all as quickly as possible. To that end, I have decided to underwrite this website as a clearinghouse of information. If you need additional information please feel free to contact your state regulator or my office toll free at 1-800-269-5428 or www.sec.state.ma.us/sct
Secretary of the Commonwealth of Massachusetts
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Latest information on each company settlement offer:
UBS
Morgan Stanley
Wachovia
Citi
Merrill Lynch
Bank Of America
Fidelity
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